Mao's Critique of Soviet Economics
A Critique
of Soviet Economics
by Mao Tsetung
Translated by Moss Roberts
Annotated by Richard Levy
With an
Introduction
by James Peck
Monthly Review Press
New York and London
© 1977
Prepared © for the Internet by David J. Romagnolo, djr@marx2mao.org (May 2000)
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Contents |
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Introduction 7 [not
available -- DJR] |
|
Reading Notes on the Soviet Text |
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Concerning Economic Problems of Socialism |
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Critique of Stalin's Economic Problems |
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Notes 149 |
page 30
Notes on the Texts These writings by Mao Tsetung are part of a larger body of materials,
entitled Long Live the Thought of Mao Tsetung, which appeared first in
1967 and again in an enlarged form in 1969. All three of the works translated
here are in the 1969 edition, and the first two are also in the 1967 edition.
This means that there are two editions of the Reading Notes on the Soviet
Text Political Economy and the talk on Economic Problems of
Socialism in the USSR.
The two versions agree almost entirely, but there are a few
differences -- some typographical, some substantive. The substantive ones are
indicated in footnotes to the translation.[1] Unless
otherwise noted, the 1969 version is used when there are minor stylistic
differences between the two versions.
Mao's talk on Economic
Problems of Socialism in the USSR was probably given at the Ch'engchou
Conference in November 1958, while his written critique was
done in 1959. The 1967 version of Long Live the Thought of Mao Tsetung
gives the date of the Reading Notes as 1960; the 1969 edition gives
1961-1962. We believe that the date of the Reading Notes is almost
certainly 1960.
The prefaces to these two collections warn that the materials
are not for formal publication. Nothing more than speculation exists as to who
released the materials and with what intention. We believe the Chinese text we
have used is a copy of the original version which probably left China through
Taiwan or Hong Kong conduits.
page 31
Certain possible limitations to the translation of the
Reading Notes should be mentioned. The page references Mao cites in
making his critique are to the third Chinese edition of the Soviet textbook,
and no reference to the original Russian text was made. We had no access to
this Chinese edition so that Mao's quotations from the original could not be
checked against their source and compared with the Russian.
Although a phonetic transliteration system, Pin-yin, is
increasingly widely used in China as the method of romanizing Chinese
characters, we have used the modified Wade-Giles system in the text because it
is still the one recognized by most Westerners. In both the Introduction and
the Notes, however, we have included the new forms in parentheses for
interested readers. For those names that appear in the text, for which this
procedure was too cumbersome, a representative table of equivalents is
provided below.
|
Wade-Giles |
Pin-yin |
Finally, a comment on the making of A Critique of Soviet Economics. Moss Roberts translated the texts, while Richard Levy checked the translation and made many corrections. James Peck and Paul Sweezy read the translation and offered additional suggestions. The introduction was written by James Peck, but it owes much to the criticisms and sugges-
page 32
tions of Richard Levy and Moss Roberts. The annotations were written by Richard Levy and edited by James Peck and Moss Roberts. Finally, those of us involved in this project wish to give a special thanks to Karen Judd for her editorial assistance, patience, and good cheer.
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| |
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For an analysis of the substantive differences between
the two editions of Long Live the Thought of Mao Tsetung, the
dating of the writings translated here, and a study of the writings
themselves, see Richard Levy, "New Light on Mao," The China
Quarterly 61 (1975). [p. 34]
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page 33
The proletariat will "organize all working people around
itself for the purpose of eliminating capitalism." (p. 327) Correct. But at
this point one should go on to raise the question of the seizure of power.
"The proletarian revolution cannot hope to come upon ready-made socialist
economic forms." "Components of a socialist economy cannot mature inside of a
capitalist economy based on private ownership." (p. 328) Indeed, not only can
they not "mature"; they cannot be born. In capitalist societies a cooperative
or state-run economy can not even be brought into being, to say nothing of
maturing. This is our main difference with the revisionists, who claim
page 34
that in capitalist societies such things as municipal public enterprises
are actually socialist elements, and argue that capitalism may peacefully grow
over to socialism. This is a serious distortion of Marxism.
The book says, "The transition period begins with the establishment of
proletarian political power and ends with the fulfillment of the
responsibility of the socialist revolution -- the founding of socialism,
communism's first stage." (p. 328) One must study very carefully what stages,
in the final analysis, are included in the transition period. Is only the
transition from capitalism to socialism included, or the transition from
socialism to communism as well?
Here Marx is cited: from capitalism to communism there is a
"period of revolutionary transformation." We are presently in such a period.
Within a certain number of years our people's communes will have
to carry through the transformation from ownership by the basic team to
ownership by the basic commune,[1] and then into
ownership by the whole people.[2] The
transformation to basic commune ownership already carried out by the people's
communes remains collective ownership [and is not yet ownership by the whole
people].[*]
In the transition period "all social relations must be
fundamentally transformed." This proposition is correct in principle. All
social relations includes in its meaning the production relations and the
superstructure -- economics, politics, ideology and culture, etc.
In the transition period we must "enable the productive
forces to gain the development they need to guarantee the victory of
socialism." For China, broadly speaking, I would say we need 100-200 million
tons of steel per year at the least. Up to this year our main accomplishment
has been to clear the way for the development of the productive forces. The
de-
page 35
velopment of the productive forces of China's socialism has barely begun.
Having gone through the Great Leap Forward of 1958-1959, we can look to 1960
as a year promising great development of production.
The book says, the October Revolution "planted the standard," and that
every country "has its own particular forms and concrete methods for
constructing socialism." This proposition is sound. In 1848 there was a
Communist Manifesto. One hundred and ten years later there was another
Communist Manifesto, namely the Moscow Declaration made in 1957 by various
communist parties. This declaration addressed itself to the integration of
universal laws and concrete particulars.
To acknowledge the standard of the October Revolution is to
acknowledge that the "basic content" of the proletarian revolution of any
country is the same. Precisely here we stand opposed to the revisionists.
Why was it that the revolution succeeded first not in the
nations of the West with a high level of capitalist productivity and a
numerous proletariat, but rather in the nations of the East, Russia and China
for example, where the level of capitalist productivity was comparatively low
and the proletariat comparatively small? This question awaits study.
Why did the proletariat win its first victory in Russia? The
text says because "all the contradictions of imperialism came together in
Russia." The history of revolution suggests that the focal point of the
revolution has been shifting from West to East. At the end of the eighteenth
century the focal point was in France, which became the center of the
political life of the world. In the mid-nineteenth century the focal point
shifted to Germany, where the proletariat stepped onto the political stage,
giving birth to Marxism. In the early years of the twentieth century the focal
point shifted to Russia, giving
page 36
birth to Leninism. Without this development of Marxism there would have
been no victory for the Russian Revolution. By the mid-twentieth century the
focal point of world revolution had shifted to China. Needless to say, the
focal point is bound to shift again in the future.
Another reason for the victory of the Russian Revolution was
that broad masses of the peasantry served as an allied force of the
revolution. The text says, "The Russian proletariat formed an alliance with
the poor[*] peasants."
(p. 328-29, 1967 edition) Among the peasants there are several strata, and the
poor peasant is the one the proletariat relied on. When a revolution begins
the middle peasants always waver; they want to look things over and see
whether the revolution has any strength, whether it can maintain itself,
whether it will have advantages to offer. But the middle peasant will not
shift over to the side of the proletariat until he has a comparatively clear picture. That is how the October Revolution was. And that is
how it was for our own land reform, cooperatives, and people's communes.[3]
Ideologically, politically, and organizationally the
Bolshevik-Menshevik split prepared the way for the victory of the October
Revolution. And without the Bolsheviks' struggle against the Mensheviks and
the revisionism of the Second International, the October Revolution could
never have triumphed. Leninism was born and developed in the struggle against
all forms of revisionism and opportunism. And without Leninism there would
have been no victory for the Russian Revolution.
The book says, "Proletarian revolution first succeeded in
Russia, and prerevolutionary Russia had a level of capitalist development
sufficient to enable the revolution to succeed." The victory of the
proletarian revolution may not have to come in a country with a high level of
capitalist development. The book is quite correct to quote Lenin. Down to the
present time, of the countries where socialist revolution has succeeded only
East Germany and Czechoslovakia had a
page 37
comparatively high level of capitalism; elsewhere the level was
comparatively low. And revolution has not broken out in any of the Western
nations with a comparatively high level of development. Lenin had said, "The
revolution first breaks out in the weak link of the imperialist world." At the
time of the October Revolution Russia was such a weak link. The same was true
for China after the October Revolution. Both Russia and China had a relatively
numerous proletariat and a vast peasantry, oppressed and suffering. And both
were large states. . . .[*] But in these
respects India was much the same. The question is, why could not India
consummate a revolution by breaking imperialism's weak link as Lenin and
Stalin had described? Because India was an English colony, a colony belonging
to a single imperialist state. Herein lies the difference between India and
China. China was a semicolony under several imperialist governments. The
Indian Communist Party did not take an active part in its country's bourgeois
democratic revolution and did not make it possible for the Indian proletariat
to assume the leadership of the democratic revolution. Nor, after
independence, did the Indian Communist Party persevere in the cause of the
independence of the Indian proletariat.
The historical experience of China and Russia proves that to
win the revolution having a mature party is a most important condition. In
Russia the Bolsheviks took an active part in the democratic revolution and
proposed a program for the 1905 revolution distinct from that of the
bourgeoisie. It was a program that aimed to solve not only the question of
overthrowing the tsar, but also the question of how to wrest leadership from
the Constitutional Democratic Party in the struggle to overthrow the tsar.
At the time of the 1911 revolution China still had no
communist party. After it was founded in 1921, the Chinese Communist Party
immediately and energetically joined the democratic revolution and stood at
its forefront. The golden age of China's bourgeoisie, when their revolution
had great
page 38
vitality, was during the years 1905-1917. After the 1911 revolution the
Nationalist Party was already declining. And by 1924 they had no alternative
but to turn to the Communist Party before they could make further headway. The
proletariat had superseded the bourgeoisie. The proletarian political party
superseded the bourgeois political party as the leader of the democratic
revolution. We have often said that in 1927 the Chinese Communist Party had
not yet reached its maturity. Primarily this means that our party, during its
years of alliance with the bourgeoisie, failed to see the possibility of the
bourgeoisie betraying the revolution and, indeed, was utterly unprepared for
it.
Here (p. 331) the text goes on to express the view that the
reason why countries dominated by precapitalist economic forms could carry
through a socialist revolution was because of assistance from advanced
socialist countries. This is an incomplete way of putting the matter. After
the democratic revolution succeeded in China we were able to take the path of
socialism mainly because we overthrew the rule of imperialism, feudalism, and
bureaucratic capitalism. The internal factors were the main ones. While the
assistance we received from successful socialist countries was an important
condition, it was not one which could settle the question of whether or not we
could take the road of socialism, but only one which could influence our rate
of advance after we had taken the road. With aid we could advance more
quickly, without it less so. What we mean by assistance includes, in addition
to economic aid, our studious application of the positive and negative
experiences of both the successes and the failures of the assisting country.
The book says on page 330, "In certain capitalist countries and former
colonial countries, for the working class to take political power through
peaceful parliamentary means is a practical possibility." Tell me, which are
these "certain coun-
page 39
tries"? The main capitalist countries of Europe and North America are armed
to the teeth. Do you expect them to allow you to take power peacefully? The
communist party and the revolutionary forces of every country must ready both
hands, one for winning victory peacefully, one for taking power with violence.
Neither may be dispensed with. It is essential to realize that, considering
the general trend of things, the bourgeoisie has no intention of relinquishing
its political power. They will put up a fight for it, and if their very life
should be at stake, why should they not resort to force? In the October
Revolution as in our own, both hands were ready. Before July 1917 Lenin did
consider using peaceful methods to win the victory, but the July incident
demonstrated that it would no longer be possible to transfer power to the
proletariat peacefully. And not until he had reversed himself and carried out
three months' military preparation did he win the victory of the October
Revolution. After the proletariat had seized political power in the course of
the October Revolution Lenin remained inclined toward peaceful methods, using
"redemption" to eliminate capitalism and put the socialist transformation into
effect. But the bourgeoisie in collusion with fourteen imperialist powers
launched counter-revolutionary armed up-risings and interventions. And so
before the victory of the October Revolution could be consolidated, three
years of armed struggle had to be waged under the leadership of the Russian
At the end of page 330 the text takes up the transformation of the
democratic revolution into the socialist revolution but does not clearly
explain how the transformation is effected. The October Revolution was a
socialist revolution which concomitantly fulfilled tasks left over from the
bourgeois democratic revolution. Immediately after the victory of the October
page 40
Revolution the nationalization of land was proclaimed. But bringing the
democratic revolution to a conclusion on the land question was yet to take a
period of time.
During the War of Liberation China solved the tasks of the
democratic revolution. The founding of the People's Republic of China in 1949
marked the basic conclusion of the democratic revolution and the beginning of
the transition to socialism. It took another three years to conclude the land
reform, but at the time the Republic was founded we immediately expropriated
the bureaucratic capitalist enterprises -- 80 percent of the fixed assets of
our industry and transport -- and converted them to ownership by the whole
people.
During the War of Liberation we raised antibureaucratic
capitalist slogans as well as anti-imperialist and antifeudal ones. The
struggle against bureaucratic capitalism had a two sided character: it had a democratic revolutionary character insofar as it amounted
to opposition to compradore capitalism,[4] but it had a
socialist character insofar as it amounted to opposition to the big
bourgeoisie.
After the war of resistance was won, the Nationalist Party
[KMT] took over a very large portion of bureaucratic capital from Japan and
Germany and Italy. The ratio of bureaucratic to national [i.e., Chinese]
capital was 8 to 2. After liberation we expropriated all
bureaucratic capital, thus eliminating the major components of Chinese
capitalism.[5]
But it would be wrong to think that after the liberation of
the whole country "the revolution in its earliest stages had only in the main
the character of a bourgeois democratic revolution and not until later would
it gradually develop into a socialist revolution." [No page reference]
On page 333 the text could be more precise in its use of the concept of
violence. Marx and Engels always said that "the state is by definition an
instrument of violence employed to suppress the opposing class." And so it can
never be said that
page 41
"the proletarian dictatorship does not use violence purely and simply in
dealing with the exploiter and may even not use it primarily."
When its life is at stake the exploiting class always resorts
to force. Indeed, no sooner do they see the revolution start up than they
suppress it with force. The text says, "Historical experience proves that the
exploiting class is utterly unwilling to cede political power to the people
and uses armed force to oppose the people's political power." This is not a
complete way of stating the matter. It is not only after the people have
organized revolutionary political power that the exploiting class will oppose
it with force, but even at the very moment when the people rise up to seize
political power, the exploiters promptly use violence to suppress the
revolutionary people.
The purpose of our revolution is to develop the society's
forces of production. Toward this end we must first overthrow the enemy.
Second we must suppress its resistance. How could we do this without the
revolutionary violence of the people?
Here the book turns to the "substance" of the proletarian
dictatorship and the primary responsibilities of the working class and
laboring people in general in the socialist revolution. But the discussion is
incomplete as it leaves out the suppression of the enemy as well as the
remolding of classes. Landlords, bureaucrats, counter-revolutionaries, and
undesirable elements have to be remolded; the same holds true for the
capitalist class, the upper stratum of the petit bourgeoisie, and the middle*
peasants. Our experience shows that remolding is difficult. Those who do not
undergo persistent repeated struggle can not be properly remolded. To
eliminate thoroughly any remaining strength of the bourgeoisie and any
influence they may have will take one or two decades at the least and may even
require half a century. In the rural areas, where basic commune ownership has
been put into effect, private ownership has been transformed into state
page 42
ownership. The entire country abounds with new cities and new major
industry. Transportation and communications for the entire country have been
modernized. Truly, the economic situation has been completely changed, and for
the first time the peasants' worldview is bound to be turned around completely
step by step. (Here in speaking of "primary responsibilities" the book uses
Lenin's words differently from his original intention.)
To write or speak in an effort to suit the tastes of the
enemy, the imperialists, is to defraud the masses and as a result to comfort
the enemy while keeping one's own class in ignorance.
On page 334 the book says, "the proletarian state can take various forms."
True enough, but there is not much difference essentially between the
proletarian dictatorship in the people's democracies and the one established
in Russia after the October Revolution. Also, the soviets of the Soviet Union
and our own people's congresses were both representative assemblies, different
in name only. In China the people's congresses included those participating as
representatives of the bourgeoisie, representatives who had split off from the
Nationalist Party, and representatives who were prominent democratic
figures. All of them accepted the leadership of the Chinese
Communist Party. One group among these tried to stir up trouble, but
failed.[6] Such an
inclusive form may appear different from the soviet, but it should be
remembered that after the October Revolution the soviets included
representatives of the Menshevik rightist Social Revolutionary Party, a
Trotskyite faction, a Bukharin faction, a Zinoviev faction, and so forth.
Nominally representatives of the workers and peasants, they were virtual
representatives of the bourgeoisie. The period after the October Revolution
was a time when the proletariat accepted a large number of personnel from the
Kerensky government -- all of whom were bourgeois elements. Our own central
people's
page 43
government was set up on the foundation of the North China People's
Government. All members of the various departments were from the base areas,
and the majority of the mainstay cadres were Communist Party members.
On page 335 there is an incorrect explanation of the process by which
capitalist ownership changed into state ownership in China. The book only
explains our policy toward national capital but not our policy toward
bureaucratic capital (expropriation). In order to convert the property of the
bureaucratic capitalist to public ownership we chose the method of
expropriation.
In paragraph 2 of page 335 the experience of passing through
the state capitalist form in order to transform capitalism is treated as a
singular and special experience; its universal significance is denied. The
countries of Western Europe and the United States have a very high level of
capitalist development, and the controlling positions are held by a minority
of monopoly capitalists. But there are a great number of small and middle
capitalists as well. Thus it is said that American capital is concentrated but
also widely distributed. After a successful revolution in these countries
monopoly capital will undoubtedly have to be expropriated, but will the small
and middle capitalists likewise be uniformly expropriated? It may well be the
case that some form of state capitalism will have to be adopted to transform
them.
Our northeast provinces may be thought of as a region with a
high level of capitalist development. The same is true for Kiangsu (with
centers in Shanghai and the southern part of the province). If state
capitalism could work in these areas, tell me why the same policy could not
work in other countries which resemble these provincial sectors?
The method the Japanese used when they held our northeast
provinces was to eliminate the major local capitalists and turn their
enterprises into Japanese state-managed, or in
page 44
some cases monopoly capitalist enterprises. For the small and middle
capitalists they established subsidiary companies as a means of imposing
control.
Our transformation of national capital passed through three
stages: private manufacture on state order, unified government purchase and
sale of private output, joint state private operation (of individual units and
of whole complexes). Each phase was carried out in a methodical way. This
prevented any damage to production, which actually developed as the
transformation progressed. We have gained much new experience with state
capitalism; for one example, the providing of capitalists with
fixed interest after the joint state-private operation phase.[7]
After land reform, land was not worth money and the peasants were afraid to
"show themselves." There were comrades who at one time considered this
situation unsatisfactory, but what happened was that in the course of class
struggles which disgraced landlords and rich peasants, the peasantry came to
view poverty as dignified and wealth as shameful. This was a welcome sign, one
which showed that the poor peasants had politically overturned the rich
peasants and established their dominance in the villages.
On page 339 it says that the land taken from the rich
peasants and given to the poor and middle peasants was land the government had
expropriated and then parceled out. This looks at the matter as a grant by
royal favor, forgetting that class struggles and mass mobilizations had been
set in motion, a right deviationist point of view. Our approach was to rely on
the poor peasants, to unite with the majority of middle peasants (lower middle
peasants) and seize the land from the landlord class. While the party did play
a leading role, it was against doing everything itself and thus substituting
for the masses. Indeed, its concrete practice was to "pay call on the poor to
learn of their grievances," to identify activist elements, to strike roots and
pull things together, to consolidate
page 45
nuclei, to promote the voicing of grievances, and to organize the class
ranks -- all for the purpose of unfolding the class struggle.
The text says "the middle peasants became the principal
figures in the villages." This is an unsatisfactory assertion. To proclaim the
middle peasants as the principals, commending them to the gods, never daring
to offend them, is bound to make former poor peasants feel as if they had been
put in the shade. Inevitably this opens the way for middle peasants of means
to assume rural leadership.
The book makes no analysis of the middle peasant. We
distinguish between upper and lower middle peasants and further between old
and new within those categories, regarding the new as slightly preferable.
Experience in campaign after campaign has shown that the poor peasant, the new
lower middle peasant, and the old lower middle peasant have a comparatively
good political attitude. They are the ones who embrace the people's communes.
Among the upper middle peasants and the prosperous middle peasants there is a
group that supports the communes as well as one that opposes them. According
to materials from Hopei province the total number of production teams there
comes to more than forty thousand, 50 percent of which embrace the communes
without reservation, 35 percent of which basically accept them but with
objections or doubts on particular questions, 15 percent of which oppose or
have serious reservations about the communes. The opposition of this last
group is due to the fact that the leadership of the teams fell to prosperous
middle peasants or even undesirable elements. During this process of education
in the struggle between the two roads, if the debate is to develop among these
teams, their leadership will have to change. Clearly, then, the analysis of
the middle peasant must be pursued. For the matter of whose hands hold rural
leadership has tremendous bearing on the direction of developments there.
On page 340 the book says, "Essentially the middle peasant
has a twofold character." This question also requires concrete analysis. The
poor, lower middle, upper middle, and
page 46
prosperous middle peasants in one sense are all workers, but in another
they are private owners. As private owners their points of view are
respectively dissimilar. Poor and lower middle peasants may be described as
semiprivate owners whose point of view is comparatively easily altered. By
contrast, the private owner's point of view held by the upper middle and the
prosperous peasants has greater substance, and they have consistently resisted
cooperativization.
The third and fourth paragraphs on page 340 are concerned with the
importance of the worker-peasant alliance but fail to go into what must be
done before the alliance can be developed and consolidated. The text, again,
deals with the need of the peasants to press forward with the transformation
of the small producers but fails to consider how to advance the process, what
kinds of contradictions may be found at each stage of the transformation, and
how they may be resolved. And, the text does not discuss the measures and
tactics for the entire process.
Our worker-peasant alliance has already passed through two
stages. The first was based on the land revolution, the second on the
cooperative movement. If cooperativization had not been set in motion the
peasantry inevitably would have been polarized, and the
worker-peasant alliance could not have been consolidated. In consequence, the
policy of "unified government purchase and sale of private output"[8]
could not have been persevered in. The reason is that that policy could be
maintained and made to work thoroughly only on the basis of cooperativization.
At the present time our worker-peasant alliance has to take the next step and
establish itself on the basis of mechanization. For to have simply the
cooperative and commune movements without mechanization would once again mean
that the alliance could not be consolidated. We still have to develop the
cooperatives into people's communes. We still have to develop basic ownership
by the commune team into basic ownership by the commune
page 47
and that further into state ownership. When state ownership and
mechanization are integrated we will be able to begin truly to consolidate the
worker-peasant alliance, and the differences between workers and peasants will
surely be eliminated step by step.
Page 341 is devoted exclusively to the problem of fostering the development
of intellectuals who are the workers' and peasants' own, as well as the
problem of involving bourgeois intellectuals in socialist construction.
However, the text fails to deal with the transformation of intellectuals. Not
only the bourgeois intellectuals but even those of worker or peasant origin
need to engage in transformation because they have come under the manifold
influence of the bourgeoisie. Liu Shao-t'ang, of artistic and literary
circles, who, after becoming an author, became a major opponent of socialism,
exemplifies this. Intellectuals usually express their general outlook through
their way of looking at knowledge. Is it privately owned or publicly owned? Some regard it as their own property, for sale when the price
is right and not otherwise. Such are mere "experts" and not "reds"[9]
who say the party is an "outsider" and "cannot lead the insiders." Those
involved in the cinema claim that the party cannot lead the cinema. Those
involved in musicals or ballet claim that the party cannot offer leadership
there. Those in atomic science say the same. In sum, what they are all saying
is that the party cannot lead anywhere. Remolding of the intellectuals is an
extremely important question for the entire period of socialist revolution and
construction. Of course it would be wrong to minimize this question or to
adopt a concessive attitude toward things bourgeois.
Again on page 341 it says that the fundamental contradiction
in the transition economy is the one between capitalism and socialism.
Correct. But this passage speaks only of setting struggles in motion to see
who will emerge the victor in all realms of economic life. None of this is
complete. We
page 48
would put it as follows: a thoroughgoing socialist revolution must advance
along the three fronts of politics, economics, and ideology.
The text says that we absorb bourgeois elements so that they
may participate in the management of enterprises and the state. This is
repeated on page 357.[*] But we
insist on the responsibility for remolding the bourgeois elements. We help
them change their lifestyle, their general outlook, and also their viewpoint
on particular issues. The text, however, makes no mention of remolding.
The book sees socialist industrialization as the precondition for
agricultural collectivization. This view in no way corresponds to the
situation in the Soviet Union itself, where collectivization was basically
realized between 1930 and 1932. Though they had then more tractors than we do
now, still and all the amount of arable land under mechanized cultivation was
under 20.3 percent. Collectivization is not altogether determined by
mechanization, and so industrialization is not the precondition for it.
Agricultural collectivization in the socialist countries of
Eastern Europe was completed very slowly, mainly because after land reform,
they did not strike while the iron was hot but delayed for a time. In some of
our own old base areas too, a section of the peasantry was satisfied with the
reform and unwilling to proceed further. This situation did not depend at all
on whether or not there was industrialization.
On pages 352-54 it is argued that the various people's democracies of
Eastern Europe "were able to build socialism
page 49
even though there was neither civil war nor armed intervention from
abroad." It is also argued that "socialist transformation in these countries
was realized without the ordeal of civil war." It would have been better to
say that what happened in these countries is that a civil war was waged in the
form of international war, that civil and international war were waged
together. The reactionaries of these countries were ploughed under by the
Soviet Red Army. To say that there was no civil war in these countries would
be mere formalism that disregards substance.
The text says that in the countries of Eastern Europe after
the revolution "parliaments became the organs for broadly representing the
people's interests." In fact, these parliaments were completely different from
the bourgeois parliaments of old, bearing resemblance in name only. The
Political Consultative Conference we had during the early phase of Liberation
was no different in name from the Political Consultative Conference of the
Nationalist period. During our negotiations with the Nationalists we were
indifferent to the conference but Chiang Kai-shek was very interested in it.
After Liberation we took over their signboard and called into
session a nationwide Chinese People's Political Consultative Conference, which
served as a provisional people's congress.[10]
The text says that China "in the process of revolutionary
struggle organized a people's democratic united front." (p. 357) Why only
"revolutionary struggle" and not "revolutionary war?" From 1927 down to the
nationwide victory we waged twenty-two years of long-term uninterrupted war.
And even before that, starting with the bourgeois revolution of 1911, there
was another fifteen years' warfare. The chaotic wars of the warlords under the
direction of imperialists should also be counted. Thus, from 1911 down to the
War to Resist America and Aid Korea, it may be said that continual wars were
waged in China for forty years -- revolutionary warfare and
counter-revolutionary warfare. And, since its founding, our party has joined
or led wars for thirty years.
A great revolution must go through a civil war. This is a
page 50
rule. And to see the ills of war but not its benefits is a onesided view.
It is of no use to the people's revolution to speak onesidedly of the
destructiveness of war.
In the various nations of the West there is a great obstacle to carrying
through any revolution and construction movement i.e., the poisons of the
bourgeoisie are so powerful that they have penetrated each and every corner.
While our bourgeoisie has had, after all, only three generations, those of
England and France have had a 250-300 year history of development and their
ideology and modus operandi have influenced all aspects and strata of
their societies. Thus the English working class follows the Labour Party, not
the Communist Party.
Lenin says, "The transition from capitalism to socialism will
be more difficult for a country the more backward it is." This would seem
incorrect today. Actually, the transition is less difficult the more backward
an economy is, for the poorer they are the more the people want revolution. In
the capitalist countries of the West the number of people employed is
comparatively high, and so is the wage level. Workers there have been deeply
influenced by the bourgeoisie, and it would not appear to be all that easy to
carry through a socialist transformation. And since the degree of
mechanization is high, the major problem after a successful revolution would
not be advancing mechanization but transforming the people. Countries of the
East, such as China and Russia, had been backward and poor, but now not only
have their social systems moved well ahead of those of the West, but even the
rate of development of their productive forces far outstrips that of the West.
Again, as in the history of the development of the capitalist countries, the
backward overtake the advanced as America overtook England, and as Germany
later overtook England early in the twentieth century.
page 51
On page 364[*] the text
says, "Countries that have taken the road of socialist construction face the
task of eliminating as quickly as possible the aftereffects of capitalist rule
in order to accelerate the development of large industry (the basis for the
socialist transformation of the economy)." It is not enough to assert that the
development of large industry is the foundation for the socialist
transformation of the economy. All revolutionary history shows that the full
development of new productive forces is not the prerequisite for the
transformation of backward production relations. Our revolution began with
Marxist-Leninist propaganda, which served to create new public opinion in
favor of the revolution. Moreover, it was possible to destroy the old
production relations only after we had overthrown a backward superstructure in
the course of revolution. After the old production relations had been
destroyed new ones were created, and these cleared the way for the development
of new social productive forces. With that behind us we were able to set in
motion the technological revolution to develop social productive forces on a
large scale. At the same time, we still had to continue transforming the
production relations and ideology.
This textbook addresses itself only to material preconditions
and seldom engages the question of the superstructure, i.e., the class nature
of the state, philosophy, and science. In economics the main object of study
is the production relations. All the same, political economy and the
materialist historical outlook are close cousins. It is difficult to deal
clearly with problems of the economic base and the production relations if the
question of the superstructure is neglected.
page 52
On page 375 a passage from Lenin is cited. It is well expressed and quite
helpful for defending our work methods. "The level of consciousness of the
residents, together with the efforts they have made to realize this or that
plan, are bound to be reflected in the unique features of the road they take
toward socialism." Our own "politics in command" is precisely for raising the
consciousness in our neighborhoods. Our own Great Leap Forward is precisely an
"effort to realize this or that plan."
The text says, "As far as the Soviet Union is concerned, the rate of
industrialization is a critical problem." At present this is a critical
problem for China, too. As a matter of fact, the problem becomes more acute
the more backward industry is. This is true not only from country to country
but also from one area to another in the same country. For example, our
northeastern provinces and Shanghai have a comparatively strong base, and so
state investment increased somewhat less rapidly there. In other areas, where
the original industrial base was slight, and development was
urgently needed, state investment increased quite rapidly. In the ten years
that Shanghai has been liberated 2.2 billion Chinese dollars[11] have been
invested, over 500 million by capitalists. Shanghai used to have over half a
million workers, now the city has over 1 million, if we do not count the
hundreds of thousands transferred out. This is only double the earlier worker
population. When we compare this with certain new cities where the work force
has increased enormously we can see plainly that in areas with a deficient
industrial base the problem of rate is all the more critical. Here the text
only says that political circumstances demand the high rate and does not
explain
page 53
whether or not the socialist system itself can attain the high
rate. This is onesided. If there is only the need and not the capability, tell
me, how is the high rate to be achieved?[12]
On page 381 the text touches on our broad development of small- and
medium-scale enterprise but fails to reflect accurately our philosophy of
concurrent promotion of native and foreign, small, medium, and large
enterprise. The text says we "determined upon extensive development of small
and medium-scale enterprises because of the utter backwardness of our
technological economy, the size of our populations and very serious employment
problems." But the problem by no means lies in technological age, population
size, or the need to increase employment. Under the guidance of the larger
enterprises we are developing the small and the medium; under the guidance of
the foreign we are adopting native methods wherever we can -- mainly for the
sake of achieving the high rate of industrialization.
On page 386 it says, "A socialist state and socialist construction can not
be established on two different bases for any length of time. That is to say,
they can not be established on the base of socialist industry, the largest and
most unified base, and on the base of the peasant petty commodity
economy, which is scattered and backward." This point is well taken, of
course, and we therefore extend the logic to reach the following conclusion:
The socialist state and socialist construction cannot be established for any
great length of time on the basis of ownership by the whole people and
ownership by the collective as two different bases of ownership.
In the Soviet Union the period of coexistence between the
page 54
two types of ownership has lasted too long. The contradictions between
ownership of the whole people and collective ownership are in reality
contradictions between workers and peasants. The text fails to recognize such
contradictions.
In the same way prolonged coexistence of ownership by the
whole people with ownership by the collectives is bound to become less and
less adaptable to the development of the productive forces and will fail to
satisfy the ever increasing needs of peasant consumption and agricultural
production or of industry for raw materials. To satisfy such needs we must
resolve the contradiction between these two forms of ownership, transform
ownership by the collectives into ownership by the whole people, and make a
unified plan for production and distribution in industry and agriculture on
the basis of ownership by the whole people for an indivisible nation.
The contradictions between the productive forces and the
production relations unfold without interruption. Relations that once were
adapted to the productive forces will no longer be so after a period of time.
In China, after we finished organizing the advanced cooperatives, the question
of having both large and small units came up in every special district and in
every county.
In socialist society the formal categories of distribution
according to labor, commodity production, the law of value, and so forth are
presently adapted to the demands of the productive forces. But as this
development proceeds, the day is sure to come when these formal categories
will no longer be adapted. At that time these categories will be destroyed by
the development of the productive forces; their life will be over. Are we to
believe that in a socialist society there are economic categories that are
eternal and unchanging? Are we to believe that such categories as distribution
according to labor and collective ownership are eternal -- unlike all other
categories, which are historical [hence relative]?
page 55
Page 392 states, "The machine and tractor stations are important tools for
carrying through the socialist transformation in agriculture." Again and again
the text emphasizes how important machinery is for the transformation. But if
the consciousness of the peasantry is not raised, if ideology is not
transformed, and you are depending on nothing but machinery -- what good will
it be? The question of the struggle between the two roads, socialism and
capitalism, the transformation and re-education of people -- these are the
major questions for China.
The text on page 395 says that in carrying through the tasks
of the early stages of general collectivization the question of the struggle
against hostile rich peasants comes up. This of course is correct. But in the
account the text gives of rural conditions after the formation of
cooperatives the question of a prosperous stratum is dropped, nor is there
any mention of such contradictions as those between the state, the
collectives, and individuals, between accumulation and consumption[13]
and so forth.
Page 402 says, "Under conditions of high tide in the
agricultural cooperative movement the broad masses of the middle peasantry
will not waver again." This is too general. There is a section of rich middle
peasants that is now wavering and will do so in the future.
". . . fully consolidated the collective farm system," it says on page 407.
"Full consolidation" -- a phrase to make one uneasy. The consolidation of
anything is relative. How can it be "full"? What if no one died since the
beginning of mankind, and everyone got "fully consolidated"? What kind of a
world would that be! In the universe, on our globe, all things come
page 56
into being, develop, and pass away ceaselessly. None of them is ever "fully
consolidated." Take the life of a silkworm. Not only must it pass away in the
end, it must pass through four stages of development during its lifetime: egg,
silkworm, pupa, moth. It must move on from one stage to the next and can never
fully consolidate itself in any one stage. In the end, the moth dies, and its
old essence becomes a new essence (as it leaves behind many eggs). This is a
qualitative leap. Of course, from egg to worm, from worm to pupa, from pupa to
moth clearly are more than quantitative changes. There is qualitative
transformation too, but it is partial qualitative transformation. A
person, too, in the process of moving through life toward death, experiences
different stages: childhood, adolescence, youth, adulthood and old age. From
life to death is a quantitative process for people, but at the same time they
are pushing forward the process of partial qualitative change. It would be
absurd to think that from youth to old age is but a quantitative increase
without qualitative change. Inside the human organism cells are ceaselessly
dividing, old ones dying and vanishing, new ones emerging and growing. At
death there is a complete qualitative change, one that has come about through
the preceding quantitative changes as well as the partial qualitative changes
that occur during the quantitative changes. Quantitative change and
qualitative change are a unity of opposites. Within the quantitative changes
there are partial qualitative changes. One cannot say that there are no
qualitative changes within quantitative changes. And within qualitative
changes there are quantitative changes. One cannot say that there are no
quantitative changes within qualitative changes.
In any lengthy process of change, before entering the final
qualitative change, the subject must pass through uninterrupted quantitative
changes and a good many partial qualitative changes. But the final qualitative
change cannot come about unless there are partial qualitative changes and
considerable quantitative change. For example, a factory of a given plant and
size changes qualitatively as the machinery and other installations are
renovated a section at a time. The inte-
page 57
rior changes even though the exterior and the size do not. A company of
soldiers is no different. After it has fought a battle and lost dozens of men,
a hundred-soldier company will have to replace its casualties. Fighting and
replenishing continuously -- this is how the company goes through
uninterrupted partial qualitative change. As a result the company continues to
develop and harden itself.
The crushing of Chiang Kai-shek was a qualitative change
which came about through quantitative change. For example, there had to be a
three-and-a-half-year period during which his army and political power were
destroyed a section at a time. And, within this quantitative change
qualitative change is to be found. The War of Liberation went through several
different stages, and each new stage differed qualitatively from the preceding
stages. The transformation from individual to collective economy was a process
of qualitative transformation. In our country this process
consisted of mutual aid teams, early-stage cooperatives, advanced
cooperatives, and people's communes.[14] Such
different stages of partial qualitative change brought a collective economy
out of an individual economy.
The present socialist economy in our country is organized
through two different forms of public ownership, ownership by the whole people
and collective ownership. This socialist economy has had its own birth and
development. Who would believe that this process of change has come to an end,
and that we will say, "These two forms of ownership will continue to be fully
consolidated for all time?" Who would believe that such formulas of a
socialist society as "distribution according to labor," "commodity
production," and "the law of value" are going to live forever? Who would
believe that there is only birth and development but no dying away and
transformation and that these formulas unlike all others are ahistorical?
Socialism must make the transition to communism. At that time
there will be things of the socialist stage that will have to die out. And,
too, in the period of communism there will still be uninterrupted development.
It is quite possible that communism will have to pass through a number of dif- page 58
ferent stages. How can we say that once communism has been reached nothing
will change, that everything will continue "fully consolidated," that there
will be quantitative change only, and no partial qualitative change going on
all the time.
The way things develop, one stage leads on to another,
advancing without interruption. But each and every stage has a "boundary."
Every day we read from, say, four o'clock and end at seven or eight. That is
the boundary. As far as socialist ideological remolding goes, it is a
long-term task. But each ideological campaign reaches its conclusion, that is
to say has a boundary. On the ideological front, when we will have come
through uninterrupted quantitative changes and partial qualitative changes,
the day will arrive when we will be completely free of the influence of
capitalist ideology. At that time the qualitative changes of ideological
remolding will have ended, but only to be followed by the quantitative changes
of a new quality.
The construction of socialism also has its boundary. We have
to keep tabs: for example, what is to be the ratio of industrial goods to
total production, how much steel is to be produced, how high can the people's
living standard be raised, etc.? But to say that socialist construction has a
boundary hardly means that we do not want to take the next step, to make the
transition to communism. It is possible to divide the transition from
capitalism to communism into two stages: one from capitalism to socialism,
which could be called underdeveloped socialism; and one from socialism to
communism, that is, from comparatively underdeveloped socialism to
comparatively developed socialism, namely, communism. This latter stage may
take even longer than the first. But once it has been passed through, material
production and spiritual prosperity will be most ample. People's communist
consciousness will be greatly raised, and they will be ready to enter the
highest stage of communism.
On page 409 it says that after the forms of socialist
production have been firmly established, production will steadily and rapidly
expand. The rate of productivity will climb stead-
page 59
ily. The text uses the term steadily or without interruption
a good many times, but only to speak of quantitative transformation. There is
little mention of partial qualitative change.
On page 408 it says that in capitalist societies "a crisis of surplus
production will inevitably be created, causing unemployment to increase." This
is the gestation of war. It is difficult to believe that the basic principles
of Marxist economics are suddenly without effect, that in a world where
capitalist institutions still exist war can be fully eliminated.
Can it be said that the possibility of eliminating war for
good has now arisen? Can it be said that the possibility of plying all the
world's wealth and resources to the service of mankind has arisen? This view
is not Marxism, it has no class analysis, and it has not distinguished clearly
between conditions under bourgeois and proletarian rule. If you do not
eliminate classes, how can you eliminate war?
We will not be the ones to determine whether a world war will
be waged or not. Even if a nonbelligerency agreement is signed, the
possibility of war will still exist. When imperialism wants to fight no
agreement is going to be taken into account. And, if it comes, whether atomic
or hydrogen weapons will be used is yet another question. Even though chemical
weapons exist, they have not been used in time of war; conventional weapons
were used after all. Even if there is no war between the two camps, there is
no guarantee war will not be waged within the capitalist world. Imperialism
may make war on imperialism. The bourgeoisie of one imperialist country may
make war on its proletariat. Imperialism is even now waging war against colony
and semicolony. War is one form of class conflict. But classes will not be
eliminated except through war. And war cannot be eliminated for good except
through the elimination of classes. If revolutionary war is not carried on,
classes cannot be eliminated. We do not believe that the weapons of war can be
eliminated without destroying classes. It is not possible. In the history of
class
page 60
societies any class or state is concerned with its "position of strength."
Gaining such positions has been history's inevitable tendency. Armed force is
the concrete manifestation of the real strength of a class. And as long as
there is class antagonism there will be armed forces. Naturally, we are not
wishing for war. We wish for peace. We favor making the utmost effort to stop
nuclear war and to strive for a mutual nonaggression pact between the two
camps. To strive to gain even ten or twenty years' peace was what we advocated
long ago. If we can realize this wish, it would be most beneficial for the
entire socialist camp and for China's socialist construction as well.
On page 409 it says that at this time the Soviet Union is no
longer encircled by capitalism. This manner of speaking runs the risk of
lulling people to sleep. Of course the present situation has changed greatly
from when there was only one socialist country. West of the Soviet Union there
are now the various socialist countries of Eastern Europe. East of the Soviet
Union are the socialist countries of China, Korea, Mongolia, and Vietnam. But
the guided missiles have no eyes and can strike targets thousands or tens of
thousands of kilometers away. All around the socialist camp American military
bases are deployed, pointed toward the Soviet Union and the other socialist
countries. Can it be said that the Soviet Union is no longer inside the ring
of missiles?
On page 413 and 417 it says that socialism makes for the "solidarity of
unanimity" and is "hard as a rock." It says that unanimity is the "motive
force of social development."
This recognizes only the unanimity of solidarity but not the
contradictions within a socialist society, nor that contradiction is the
motive force of social development. Once it is put this way, the law of the
universality of contradiction is denied, the laws of dialectics are suspended.
Without contradictions there is no movement, and society always develops
page 61
through movement. In the era of socialism, contradictions remain the motive
force of social development. Precisely because there is no unanimity there is
the responsibility for unity, the necessity to fight for it. If there were 100
percent unanimity always, then what explains the necessity for persevering in
working for unity?
On page 414 we find a discussion of the rights labor enjoys but no
discussion of labor's right to run the state, the various enterprises,
education, and culture. Actually, this is labor's greatest right under
socialism, the most fundamental right, without which there is no right to
work, to an education, to vacation, etc.
The paramount issue for socialist democracy is: Does labor
have the right to subdue the various antagonistic forces and their influences?
For example, who controls things like the newspapers, journals, broadcast
stations, the cinema? Who criticizes? These are a part of the question of
rights. If these things are in the hands of right opportunists (who are a
minority) then the vast nationwide majority that urgently needs a
great leap forward will find itself deprived of these rights. If the cinema is
in the hands of people like Chung Tien-p'ei,[15] how are the
people supposed to realize their own rights in that sector? There is a variety
of factions among the people. Who is in control of the organs and enterprises
bears tremendously on the issue of guaranteeing the people's rights. If
Marxist-Leninists are in control, the rights of the vast majority will be
guaranteed. If rightists or right opportunists are in control, these organs
and enterprises may change qualitatively, and the people's rights with respect
to them cannot be guaranteed. In sum, the people must have the right to manage
the superstructure. We must not take the rights of the people to mean that the
state is to be managed by only a section of the people, that the people can
enjoy labor rights, education rights, social insurance, etc., only under the
management of certain people.
page 62
On page 417 it says, "Under socialism there will be no class or social
group whose interests conflict with communism and therefore the transition to
communism will come about with out social revolution."
The transition to communism certainly is not a matter of one
class overthrowing another. But that does not mean there will be no social
revolution, because the superseding of one kind of production relations by
another is a qualitative leap, i.e., a revolution. The two transformations --
of individual economy to collective, and collective economy to public -- in
China are both revolutions in the production relations. So to go from
socialism's "distribution according to labor" to communism's "distribution
according to need" has to be called a revolution in the production relations.
Of course, "distribution according to need" has to be brought about gradually.
Perhaps when the principal material goods can be adequately supplied we can
begin to carry out such distribution with those goods, extending the practice
to other goods on the basis of further development of the productive forces.
Consider the development of our people's communes. When we
changed from basic ownership by the team to basic ownership by the commune,
was a section of the people likely to raise objections or not? This is a
question well worth our study. A determinative condition for realizing this
changeover was that the commune-owned economy's income was more than half of
the whole commune's total income. To realize the basic commune-ownership
system is generally of benefit to the members of the commune. Thus we estimate
that there should be no objection on the part of the vast majority. But at the
time of changeover the original team cadres could no longer be relatively
reduced under the circumstances. Would they object to the changeover?
Although classes may be eliminated in a socialist society, in
the course of its development there are bound to be certain
page 63
problems with "vested interest groups" which have grown content with
existing institutions and unwilling to change them. For example, if the rule
of distribution according to labor is in effect they benefit from higher pay
for more work, and when it came time to change over to "distribution according
to need" they could very well be uncomfortable with the new situation.
Building any new system always necessitates some destruction of old ones.
Creation never comes without destruction. If destruction is necessary it is
bound to arouse some opposition. The human animal is queer indeed. No sooner
do people gain some superiority than they assume airs . . . it would be
dangerous to ignore this.
There is an error on page 419. After the October Revolution Russia's
bourgeoisie saw that the country's economy had suffered severe damage, and so
they decided that the proletariat could not change the situation and lacked
the strength to maintain its political power. They judged that they only had
to make the move and proletarian political power could be overthrown. At this
point they carried out armed resistance, thus compelling the Russian
proletariat to take drastic steps to expropriate their property. At that time
neither class had much experience.
To say that China's class struggle is not acute is
unrealistic. It was fierce enough! We fought for twenty-two years straight. By
waging war we overthrew the rule of the bourgeoisie's Nationalist Party, and
expropriated bureaucratic capital, which amounted to 80 percent of our entire
capitalist economy. Only thus was it possible for us to use peaceful methods
to remold the remaining 20 percent of national capital. In the
remolding process we still had to go through such fierce struggles as the
"three-antis" and the "five-antis" campaigns.[16]
Page 420 incorrectly describes the remolding of bourgeois
page 64
industrial and commercial enterprises. After Liberation the national
bourgeoisie was forced to take the road of socialist remolding. We brought
down Chiang Kai-shek, expropriated bureaucratic capital, concluded the land
reform, carried out the "three-antis" and "five-antis" campaigns, and made the
cooperatives a working reality. We controlled the markets from the beginning.
This series of transformations forced the national bourgeoisie to accept
remolding step by step. From yet another point of view, the Common Program
stipulated that various kinds of economic interests were to be given scope.
This enabled the capitalists to try for what profits they could. In addition,
the constitution gave them the right to a ballot and a living. These things
helped the bourgeoisie to realize that by accepting remolding they could hold
onto a social position and also play a certain role in the culture and in the
economy.
In joint state-private enterprises the capitalists have no
real managerial rights over the enterprise. Production is certainly not
jointly managed by the capitalists and representatives of the public. Nor can
it be said that "Capital's exploitation of labor has been limited." It has
been virtually curtailed. The text seems to have missed the idea that the
jointly operated enterprises we are speaking of were 75 per cent socialist. Of
course at present they are 90 percent socialist or more.
The remolding of capitalist industry and commerce has been
basically concluded. But if the capitalists had the chance they
would attack us without restraint. In 1957 we pushed back the onslaught of the
right.[17] In 1959,
through their representatives in the party, they again set in motion an attack
against us.[18] Our policy
toward the national capitalists is to take them along with us and then to
encompass them.
The text uses Lenin's statement that state capitalism
"continues the class struggle in another form." This is correct. (p. 421)
page 65
On page 423 it says that we "concluded" the socialist
revolution on the political and ideological fronts in 1957.[19] We would
rather say that we won a decisive victory.
On the same page it says that we want to turn China into a
strong socialist country within ten to fifteen years. Now this is something we
agree on! This means that after the second five-year plan we will have to go
through another two five-year plans until 1972 (or 1969 if we strive to beat
the schedule by two or three years). In addition to modernizing industry and
agriculture, science and culture, we have to modernize national defense. In a
country such as ours bringing the building of socialism to its conclusion is a
tremendously difficult task. In socialist construction we must not speak of
"early."
On page 423 it says that reform of the system of ownership long before the
realization of industrialization was a circumstance created by special
conditions in China This is an error. Eastern Europe, like China, "benefited
from the existence of the mighty socialist camp and the help of an
industrialized country as developed as the Soviet Union." The question is,
what was the reason Eastern European countries could not complete the
socialist transformation in the ownership system (including agriculture)
before industrialization became a reality?* Turning to the relationship
between in-
Page 423 says, "Given the special conditions in China, before
socialist industrialization became a reality, it was thanks to the existence
of the mighty socialist camp and the help of a powerful, highly developed
industrial nation like the Soviet Union that the reform of the ownership
system (including agriculture) achieved victory." This is an error. The
countries of Eastern [cont. onto p. 66. --
DJR] Europe no less than China "had the existence of the powerful
socialist camp and the help of as highly developed an industrial nation as the
Soviet Union." Why could they not complete socialist transformation in the
ownership system (including agriculture) before industrialization became a
reality? page 66
dustrialization and socialist transformation, the truth is that in the
Soviet Union itself the problem of ownership was settled before
industrialization became a reality.
Similarly, from the standpoint of world history, the
bourgeois revolutions and the establishment of the bourgeois nations came
before, not after, the Industrial Revolution. The bourgeoisie first changed
the superstructure and took possession of the machinery of state before
carrying on propaganda to gather real strength. Only then did they push
forward great changes in the production relations. When the production
relations had been taken care of and they were on the right track they then
opened the way for the development of the productive forces. To be sure, the
revolution in the production relations is brought on by a certain degree of
development of the productive forces, but the major development of the
productive forces always comes after changes in the production relations.
Consider the history of the development of capitalism. First came simple
coordination, which subsequently developed into workshop handicrafts. At this
time capitalist production relations were already taking shape, but the
workshops produced without machines. This type of capitalist production
relations gave rise to the need for technological advance, creating the
conditions for the use of machinery. In England the Industrial Revolution
(late eighteenth-early nineteenth centuries) was carried through only after
the bourgeois revolution, that is, after the seventeenth century. All in their
respective ways, Germany, France, America, and Japan underwent change in
superstructure and production relations before the vast development of
capitalist industry.
It is a general rule that you cannot solve the problem of
ownership and go on to expand development of the productive forces until you
have first prepared public opinion for the seizure of political power.
Although between the bourgeois
page 67
revolution and the proletarian revolution there are certain differences
(before the proletarian revolution socialist production relations did not
exist, while capitalist production relations were already beginning to grow in
feudal society), basically they are alike.
Page 433 discusses only the "mutual function" of the production relations
and the productive forces under socialism but not the contradictions between
them. The production relations include ownership of the means of production,
the relations among people in the course of production, and the distribution
system. The revolution in the system of ownership is the base, so to speak.
For example, after the entire national economy has become indivisibly owned by
the whole people through the transition from collective to people's ownership,
although people's ownership will certainly be in effect for a relatively long
time, for all enterprises so owned important problems will remain. Should a
central-local division of authority be in effect? Which enterprises should be
managed by whom? In 1958 in some basic construction units a system of fixed
responsibility for capital investment was put into effect. The result was a
tremendous release of enthusiasm in these units. When the center cannot depend
on its own initiative it must release the enthusiasm of the enterprise or the
locality. If such enthusiasm is frustrated it hurts production.
We see then that contradictions to be resolved remain in the
production relations under people's ownership. As far as relations among
people in the course of labor and the distribution relations go, it is all the
more necessary to improve them unremittingly. For these areas it is rather
difficult to say what the base is. Much remains to be written about human
relations in the course of labor, e.g., concerning the leadership's adopting
egalitarian attitudes, the changing of
page 68
certain regulations and established practices, "the two participations"
[worker participation in management and management participation in productive
labor], "the three combinations" [combining efforts of cadres, workers, and
technicians], etc. Public ownership of primitive communes lasted a long time,
but during that time people's relations to each other underwent a good many
changes, all the same, in the course of labor.
On page 435 the text says only that the existence of two forms of public
ownership is objectively inevitable, but not that the transition from
collective to people's ownership is also objectively inevitable. This is an
inescapable objective process, one presently in evidence in certain areas of
our country. According to data from Cheng An county in Hopei
province, communes growing industrial crops are thriving, accumulation levels
have been raised to 45 percent,[20] and the
peasants' living standard is high. Should this situation continue to develop,
if we do not let collective ownership become people's ownership and resolve
the contradiction, peasant living standards will surpass those of the workers
to the detriment of both industrial and agricultural development.
On page 438 it says that "state-managed enterprises are not
fundamentally different from cooperatives. . . . there exist two forms of
public ownership. . . . sacred and inviolable." There is no difference between
collective and people's ownership with reference to capitalism, but the
difference becomes fundamental within the socialist economy. The text speaks
of the two forms of ownership as "sacred and inviolable." This is allowable
when speaking of hostile forces, but when speaking of the process of
development of public ownership it becomes wrong. Nothing can be regarded as
unchanging. Ownership by the whole people itself also has a process of change. After a good many years, after ownership by the people's
page 69
communes has changed into ownership by the whole people, the whole nation
will become an indivisible system of ownership by the whole people. This will
greatly spur the development of the productive forces. For a period of time
this will remain a socialist system of ownership by the whole people, and only
after another period will it be a communist system of ownership by the whole
people. Thus, people's ownership itself will have to progress from
distribution according to labor to distribution according to need.
On page 439 it says, "Another part is consumer goods. . . . which make up
the personal property of the workers." This manner of expression tends to make
people think that goods classified as "consumer" are to be distributed to the
workers as their individual property. This is incorrect. One part of consumer
goods is individual property, another is public property, e.g., cultural and
educational facilities, hospitals, athletic facilities, parks, etc. Moreover,
this part is increasing. Of course they are for each worker to enjoy, but they
are not individual property.
On page 440 we find lumped together work income and savings,
housing, household goods, goods for individual consumption, and other ordinary
equipment. This is unsatisfactory because savings, housing, etc. are all
derived from working people's incomes.
In too many places this book speaks only of individual
consumption and not of social consumption, such as public welfare, culture,
health, etc. This is onesided. Housing in our rural areas is far from what it
should be. We must improve rural dwelling conditions in an orderly fashion.*
Residential construction, particularly in cities, should in the main use
collective social forces, not individual ones. If a socialist society does not
undertake collective efforts what kind of socialism is there in the end? Some
say that socialism is more con-
page 70
cerned with material incentives than capitalism. Such talk is simply
outrageous.
Here the text says that the wealth produced by collective
farms includes individual property as well as subsidiary occupations. If we
fail to propose transforming these subsidiary occupations into public
ownership, the peasants will be peasants forever. A given social system must
be consolidated in a given period of time. But consolidation must have a
limit. If it goes on and on, the ideology reflecting the system is bound to
become rigidified, causing the people to be unable to adjust their thinking to
new developments.
On the same page there is mention of integrating individual
and collective interests. It says, "Integration is realized by the following
method: a member of society is compensated according to the quantity and
quality of his labor so as to satisfy the principle of individual material
interest." Here, without discussion of the necessary reservations, the text
places individual interest first. This is onesided treatment of the principle
of individual material interest.
According to page 441, "Public and individual interests are
not at odds and can be gradually resolved." This is spoken in vain and solves
nothing. In a country like ours, if the contradictions among the people are
not put to rights every few years, they will never get resolved.
Page 443, paragraph 5, admits that in a socialist society contradictions
between the productive forces and the production relations exist and speaks of
overcoming such contradictions. But by no means does the text recognize that
contradictions are the motive force.
The succeeding paragraph is acceptable; however, under
socialism it is not only certain aspects of human relations and certain forms
of leading the economy, but also problems of the ownership system itself
(e.g., the two types of ownership) that may hinder the development of the
productive forces.
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Most dubious is the viewpoint in the next paragraph. It says,
"The contradictions under socialism are not irreconcilable." This does not
agree with the laws of dialectics, which hold that all contradictions are
irreconcilable. Where has there ever been a reconcilable contradiction? Some
are antagonistic, some are nonantagonistic, but it must not be thought that
there are irreconcilable and reconcilable contradictions.
Under socialism[*] there may be
no war but there is still struggle, struggle among sections of the people;
there may be no revolution of one class overthrowing another, but there is
still revolution. The transition from socialism to communism is revolutionary.
The transition from one stage of communism to another is also. Then there is
technological revolution and cultural revolution. Communism will surely have
to pass through many stages and many revolutions.
Here the text speaks of relying on the "positive action" of
the masses to overcome contradictions at the proper time. "Positive action"
should include complicated struggles.
"Under socialism there is no class energetically plotting to
preserve outmoded economic relations." Correct, but in a socialist society
there are still conservative strata and something like "vested interest
groups." There still remain differences between mental and manual labor, city
and countryside, worker and peasant. Although these are not antagonistic
contradictions they cannot be resolved without struggle.
The children of our cadres are a cause of discouragement.
They lack experience of life and of society, yet their airs are considerable
and they have a great sense of superiority. They have to be educated not to
rely on their parents or martyrs of the past but entirely on themselves.
In a socialist society there are always advanced and backward
persons, those who are steadfastly loyal to the collective effort, diligent
and sincere, fresh of spirit and lively, and
page 72
those who are acting for fame and fortune, for the personal end, for the
self, or who are apathetic and dejected. In the course of socialist
development each and every period is bound to have a group that is more than
willing to preserve backward production relations and social institutions. On
many many questions the prosperous middle peasants have their own point of
view. They cannot adapt to new developments, and some of them
resist such developments, as proved by the debate over the Eight-Word
Constitution[21] with the
prosperous peasants of the Kuangtung rural areas.
Page 453, the last paragraph, says, "Criticism and
self-criticism are powerful motive forces for the development of socialist
society." This is not the point. Contradictions are the motive forces,
criticism and self-criticism are the methods for resolving contradictions.
Page 446, paragraph 2, says that as ownership becomes public "people become
the masters of the economic relations of their own society," and are "able to
take hold of and apply these laws fully and consciously." It should be
observed that this requires going through a process. The understanding of laws
always begins with the understanding of a minority before it becomes the
knowledge of the majority. It is necessary to go through a process of practice
and study to go from ignorance to knowledge. At the beginning no one has
knowledge. Foreknowledge has never existed. People must go through practice to
gain results, meet with failure as problems arise; only through such a process
can knowledge gradually advance. If you want to know the objective laws of the
development of things and events you must go through the process of practice,
adopt a Marxist-Leninist attitude, compare successes and failures, continually
practicing and studying, going through multiple successes and failures;
moreover, meticulous research must be performed. There is no other way to make
one's own knowledge gradually conform to the laws. For those who see only
victory but not defeat it will not be possible to know these laws.
page 73
It is not easy "to possess and apply these laws fully and
consciously." On page 446 the text quotes Engels. "Only at this time does the
fully conscious self begin to create history. For the fir
Reading
Notes
on the Soviet Text
Political
Economy
(1961 - 1962)
PART I: CHAPTERS 20-23
1. From Capitalism to Socialism
The text says on pages 327-28 that socialism will "inevitably" supersede
capitalism and moreover will do so by "revolutionary means." In the
imperialist period clashes between the productive forces and the production
relations have become sharper than ever. The proletarian socialist revolution
is an "objective necessity." Such statements are quite satisfactory and should
be made this way. "Objective necessity" is quite all right and is agreeable to
people. To call the revolution an objective necessity simply means that the
direction it takes does not hinge on the intentions of individuals. Like it or
not, come it will.
2. The Transition Period
* Bracketed material has been inserted for clarity
by the translator.
3. Universal and Particular Characteristics of
the
Proletarian Revolution in Various Countries
* Only in the 1969 text.
* Ellipsis in original.
4. The Question of "Peaceful Transition"
5. From the Democratic Revolution to
the
Socialist Revolution -- Several Problems
6. Violence and the Proletarian Dictatorship
* Only in the 1969 text.
7. The Form of the Proletarian State
8. Transforming Capitalist Industry and Commerce
10. The Worker-Peasant Alliance
11. The Transformation of Intellectuals
12. The Relationship Between Industrialization
and
Agricultural Collectivization
* Page 341, according to the 1967 text.
14. Is Revolution Harder in Backward Countries?
15. Is Large-Scale Industry the
Foundation
of Socialist Transformation?
* Page 349, according to the 1967 text.
16. Lenin's Discussion of the
Unique
Features of Taking the Socialist Road
17. The Rate of Industrialization Is
a
Critical Problem
19. Is Long-Term Coexistence Between
Two
Types of Socialist Ownership Possible?
20. The Socialist Transformation of
Agriculture
Cannot Depend Only on Mechanization
21. So-Called Full Consolidation
23. Is Unanimity the Motive Force of Social
Development?
24. Rights of Labor Under Socialism
25. Is the Transition to Communism a Revolution?
26. The Claim That "for China There Is No
Necessity
to Adopt Acute Forms of Class Struggle"
27. The Time Period for Building Socialism
28. Further Discussion of the Relationship
Between
Industrialization and Socialist Transformation
* Cf. Chapter 28, paragraph 1, of the 1967
edition:
PART II: CHAPTERS 24-29
29. Contradictions Between
Socialist
Production Relations and Productive Forces
30. The Transition from Collective
to
People's Ownership Is Inevitable
* Only in the 1969 text.
32. Contradiction Is the Motive Force
of
Development in a Socialist Society
* The transcriber of the 1967 text comments that
Mao may have meant "under communism."
33. The Dialectical Process of Knowledge